Most firms do not have a FINRA social media compliance problem because they have never heard of the rules. They…
Rob ContiMost firms do not have a FINRA social media compliance problem because they have never heard of the rules. They…
Rob Conti
When firms talk about social media compliance, they often jump straight to policy. What can employees say? What needs approval?…
Rob Conti
Social media is no longer optional for financial services firms. Advisors, bankers, and analysts are on LinkedIn every day —…
Rob Conti
